Your Business

Our Resources

We value independence and flexibility and we’re not here to tell you how to run your business. At the same time, we know the demands of running one, while also serving a client base – it is time consuming and can be overwhelming. Our platform offers a suite of systems, tools and resources to help you run an efficient business.

BUSINESS RESOURCES

SAVE TIME AND MONEY.

Independence. It sounds great, but is it really that easy? Whether you’re an employee advisor or you have been running your business for years, there is a lot of responsibility. We are here to provide solutions to reduce the time and energy that is required of business owners.

RISK MANAGEMENT

HUMAN RESOURCES

Benefits, payroll, hiring and training, policies and procedures

COMPLIANCE

Audits, suitability, outside business activities, advertising and correspondence, licensing and registrations

LEGAL

Business structure and operating agreements, employment agreements, M&A contracts

BUSINESS INSURANCE

Errors and omissions, general liability, personal property, workers compensation

OPERATIONS

FINANCIAL MANAGEMENT

Bookkeeping, accounting, projections, profit and loss management

TRANSITION SUPPORT

Strategy development and timeline management, ticker review and product portability, RJ transition consultant, on-site coaching, ACAT reimbursement

TECHNOLOGY

Fully integrated RJ technology platform, flexibility for third-party tools, RJ box

REAL ESTATE

Survey of available space, RFPs, lease negotiations, office buildout and setup

CLIENT RESOURCES

SCALABLE SOLUTIONS.

Advisors looking to provide clients an exceptional experience can rest assured that we have the necessary systems and tools to execute with ease.

CLIENT EXPERIENCE

Scalable process that enables advisors to deliver a personalized experience.

INVESTMENT MANAGEMENT

50+ models including mutual fund, ETF and individual stock solutions as well as tax conscious and socially responsible strategies.

FINANCIAL PLANNING

A scalable, yet detailed process to provide initial and ongoing financial planning.

MARKETING & BRANDING

Comprehensive marketing and branding systems and content including website, social media, drip marketing, client deliverables, print advertising, events and more.